Business Continuity Plan

In the event of a business disruption, Virtus Investment Counsel Inc. will adhere to its business continuity plan. This plan is designed to safeguard the interests of our clients, while providing an alternative means to quickly restore and resume business operations. VICI’s plan sets forth procedures that address both internal and external significant business disruptions. Internal business disruptions are those that affect only our firm’s ability to communicate and do business with our clients (i.e., fire, flood, loss of electrical power, etc.). External business disruptions affect the operation of a number of firms and financial markets, therefore eliciting extensive disruption (i.e. pandemic, terrorist attack, natural disaster).

VICI’s business continuity plan is designed to provide:

  • alternative communications with clients, employees, regulators, financial institutions and carrying brokers;
  • data backup and retrieval; and
  • alternative workspace.

 

VICI’s commitment is to ensure clients have prompt access to their investment accounts in the case of such events.